AI RESEARCH
ComplianceNLP: Knowledge-Graph-Augmented RAG for Multi-Framework Regulatory Gap Detection
arXiv CS.LG
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ArXi:2604.23585v1 Announce Type: cross Financial institutions must track over 60,000 regulatory events annually, overwhelming manual compliance teams; the industry has paid over USD 300B in fines and settlements since the 2008 financial crisis. We present ComplianceNLP, an end-to-end system that automatically monitors regulatory changes, extracts structured obligations, and identifies compliance gaps against institutional policies.